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of cheques and money transfers. Issues relating to overdrafts, bank loans, credit agreements, and securities for bankers' advance are covered in the;
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Is harmonisation of European securities law a good idea? According to this original analysis, the answer is a qualified yes. If;
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rules governing the European Securities and Markets Authority, including the case law on the delegation of powers to regulatory agencies. In a;
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explores the international harmonization of the law relating to securities, and identifies issues that have not yet been harmonized. The book;
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in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law;
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The term money laundering brings to our mind those nefarious activities of criminals who provide an envelope to "slush funds" in order to;
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, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be;
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, mandates apply that are erratic and antithetical to sound public policy. This book focuses on rethinking the securities laws, with particular;
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the buyer beware environment of corporate law and the entrance into the seller disclose environment of securities law. Secondly, it shows that;
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the buyer beware environment of corporate law and the entrance into the seller disclose environment of securities law. Secondly, it shows that;
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Money and Capital Markets provides the most up-to-date, practical coverage of the pricing and analysis of financial instruments and;
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Money and Capital Markets provides the most up-to-date, practical coverage of the pricing and analysis of financial instruments and;
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; crowd-funding and the exemption for small firms from Securities and Exchange Commission registration requirements; economic downturns and crime;
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Ellinger's Modern Banking Law sets banking law against the background of general legal doctrines and banking regulation, discussing its;
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. Focusing on the role of international relations, it draws from case studies in a diverse range of criminality from money laundering to tax evasion;
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Tremendously versatile, basket securities have the potential to change the way money is managed. This book provides the proper definition;
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Gautam H. Parikh combines law, economics and finance in a rich, fact-driven analysis of Indian securities. Written with clarity, and an;
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Revised to reflect the SEC's the Dodd-Frank and JOBS Acts as well as recent Supreme Court and other case law developments, this Hornbook;
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Micheler analyses the German, Austrian and English law of securities, addressing the rules governing transfers of securities, including;
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and their advisors to find a clear, straightforward guide to the essential structure and concepts of Netherlands securities laws and;
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, money market funds, REITs, asset-backed securities, mortgage-backed securities, and more. Topics covered on the exam include characteristics;
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of the Securities Exchange Law (SEL). The SEL (i) laid the foundation for the key legal framework for the securities market, (ii) established the;
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role of law and dispute resolution in securities transactions, the types of disputes arising from them, and the institutional and legal aspects;
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