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Investor and Industry Perspectives on Investment Advisers and Broker-dealers

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Financial Planners, Investment Advisers & Broker-Dealers

planners, investment advisers and broker-dealers are regulated and overseen at the federal and state levels; what is known about the effectiveness;

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US Regulation for Asset Managers outside the United States

This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the;

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Intelligent Commodity Investing

commodity investment from the following perspectives: the investor, the active manager, the commodity index provider, the risk manager, and the;

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Investing in High Yield Trust Deeds After the Real Estate Meltdown

or broker-dealers or mutual funds. In fact, these investments will seldom appear on the radar screen of your financial planner or investment;

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The Law of Securities Regulation

Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation;

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The Broker-Dealer's Liability for Recommendations

In today's capital markets the individual investor finds it increasingly difficult to gather, select and evaluate all the information that;

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Regulation of International Finance

of banks, investment firms, broker-dealers, investment managers and advisers * Covers the regulation of exchanges * Deals with the conduct;

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Accounting Guide

It is critical to understand the complexities of the specialized accounting and regulatory requirements needed for the broker-dealer;

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Rethinking Asset Management

investment funds and investment mandates to grow in size and importance as Europe reduces its historical reliance on banks. This report provides a;

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The Property Triangle

Agent, landlord and property investor, takes readers on an exquisite educational journey from complete property novice, to a level where they;

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It's Your Money... What Am I Doing With It?

What do I need to know about my broker and the financial services industry to receive the best value and advice for my investment dollars?;

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Microfinance Investment Funds

broker and trend setter. It offers a comprehensive range of perspectives and themes related to microfinance investment and its promotion.;

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The Art Of Commercial Real Estate Leasing

professional life as a commercial real estate broker and investor. You need the decades-long master of commercial real estate on your side. You need;

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Laws and Regulations in Global Financial Markets

markets. Readers are introduced to international developments concerning rules and regulations impacting investment advisers and broker-dealers;

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Laws and Regulations in Global Financial Markets

markets. Readers are introduced to international developments concerning rules and regulations impacting investment advisers and broker-dealers;

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Microfinance Investment Funds

broker and trend setter. It offers a comprehensive range of perspectives and themes related to microfinance investment and its promotion.;

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All About Real Estate Investing

relationship, including the role of the buyer broker; and extensive updates based on new tax laws and regulations.;

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Stocks, Bonds & Taxes

stock tips for beginners; this book is also for the investor with a solid portfolio. Many investors rely on others for the how and why, even;

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Global Investment Funds

features contributions by leading industry specialists on a wide range of issues arising at all stages of a private investment fund's life cycle;

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The Mutual Fund Industry

in the future. Because the size of fees paid by investors to mutual fund advisers can strongly affect the return on investment, these fees have;

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Transparency in International Investment Arbitration

UNCITRAL Rules on Transparency in Treaty-Based Investor-State Arbitration, one of the most recent and innovative developments in international law;

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Transparency in International Investment Arbitration

UNCITRAL Rules on Transparency in Treaty-Based Investor-State Arbitration, one of the most recent and innovative developments in international law;

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Fundamentals of Investment

Post the Financial Crash, the role of regulation and the impact of regulation on all aspects of the financial industry has broadened and;

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Fundamentals of Investment

Post the Financial Crash, the role of regulation and the impact of regulation on all aspects of the financial industry has broadened and;

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Investor Relations and ESG Reporting in a Regulatory Perspective

in the fields of IR, ESG and communications; institutional and retail investors; private equity executives; venture capitalists; investment;

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Multiple Party Actions in International Arbitration

issues found in complex international commercial and investment disputes. Renowned authors from Europe and North America consider issues from;

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